Fiduciary Management

Your plan, and how you manage it, increasingly is falling under intense scrutiny—not only from participants but also from the regulatory bodies that are responsible for protecting participants' interests.

In conjunction with your Third Party Administrator, we can share much of this fiduciary responsibility with you and assist you in implementing a disciplined process to better manage your fiduciary obligations.

Ongoing Assessment

We continually monitor and review your plan's investment options, fees, and services for adherence to plan objectives and guidelines.

Documentation and Records

In conjunction with your Third Party Administrator, we create and maintain a fiduciary audit file to house documents and record the process you follow to manage your plan.

Investment Committee Oversight

We help establish and oversee the group of individuals appointed to ensure that your plan is fulfilling its objectives.

Investment Selection

We help you develop an Investment Policy Statement, the guiding document that establishes a consistent process for evaluating and selecting investment options.

Fiduciary Review

We review with your Third-Party Administrator to ensure compliance with ERISA, We also examine plan fees and expenses to make sure costs are reasonable relative to the value and services being provided.